The investigation team and their roles. Internal investigations are sensitive matters and often involve sensitive matters

Understanding the classification and motives of fraudsters is crucial in developing comprehensive anti-fraud measures and preventive

There are methods of money laundering. Banks and financial institutions are exposed to money laundering activities

How does an internal investigation work? An internal investigation seeks to establish the facts so that,

Securities fraud types and definitions. Securities fraud, also known as stock or investment fraud, is a

Compliance with best practices. To maintain safe and ethical business operations, companies of every size in

Documenting and presenting the case. The entire investigation should be conducted by preparing some kind of

What does churning mean? Churning is excessive trading of the assets in a customer’s brokerage account

Incentives or remuneration policies. When designing or reviewing remuneration policies and procedures, investment companies and brokerage

Ad-hoc publicity is prohibited and may be made by the investors or insiders to obtain the

Suppose the concerns are correct. Complaints and allegations may arrive via different channels with varying amounts

Market manipulation is an act designed to deceive investors by controlling or artificially affecting the price