Performing an initial off-site AML assessment of transactions under investigation involves a series of steps to
Profiling and understanding fraudsters. Many fraudsters would have been employed by an organization for an extended
The MAR and MAD definition. The Market Abuse Directive (MAD) and Market Abuse Regulation (MAR) will
Planning for onsite and off-site investigations requires careful consideration of various factors, including the nature of
The red flag mechanisms in banking serve as crucial early warning systems, identifying suspicious activities that
What is an expert witness? An expert witness is a person with knowledge and experience of
Developing a risk-based investigation program involves identifying potential risks to an organization and prioritizing investigations based
Leveraging AI in anti-money laundering initiatives can significantly enhance the detection of suspicious transactions, reduce false
The investigation program should recommend appropriate risk management strategies, such as implementing internal controls, improving product
Research for planning the investigations involves several steps that help ensure the research is conducted in
European union sanctions regulations. EU sanctions regulation is highly complex and, to cover it all, it
United States OFAC Sanctions. The foundations of sanctions regulations in the United States, keep in mind